It is noticed that recently our company was quoted by unauthorized parties through Whatsapp claiming to help others to search for full-time or part-time jobs. Fraud name cards with logo and website were even provided in the messages. The issue has been reported to the Police.

We hereby alert all parties to pay special attention to suspicious messages using our company name. In case of doubt, please feel free to contact us at (852) 2854-2228 for clarification.

Compliance Manager (Retail/Commercial Banking Group)

Compliance Manager (Retail/Commercial Banking Group)


  1. Review all policies and procedures to ensure they comply with the regulatory requirements
  2. Formulate and supervise the implementation of compliance review plans, and conduct sample transaction checking, particularly relating to insurance and investment activities
  3. Advise on new product launch or revamp, relevant sale and marketing materials, training materials
  4. Advise business and operation units on internal control requirements
  5. Handle inquiries from regulatory bodies and compile periodical reports for management, steer for ad hoc compliance projects or investigations when required


  • Bachelor’s degree in Accounting, Laws or related disciplines
  • Min. 5 years of related experience in compliance with the banking industry
  • Well-verse in HKMA, SFC, and other banking-related legislation and guidelines
  • Hands-on exposure to working and liaison with regulatory bodies
  • Excellent prioritization, organization, and people skills
  • Good command of written and spoken English and Chinese (Cantonese & Putonghua)

Interested parties please send your full CV to or contact us at 2520 0103 if you have any questions.


5 years



Enquiry: 25200103

To apply for this job, please send your CV to

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