Our client is an investment arm of a sizable Asian base Banking group. She is now inviting calibre candidates to join her team with the requirements as below:
Responsibilities
- Accountable for the daily operations of the Compliance Department and take up the MIC role in HKMA
- Review and approve staff Dealings
- Handle regulatory requests, licensing applications, surveys and inquiries from HKMA and SFC
- Formulate and review policies according to the changes in Head Office and local laws and regulations in HKMA/SFC
- Provide regulatory updates to licensed staffs and arrange training to fulfill their CPT requirements
- Conduct checking and monitoring review on operation functions
- Provide compliance advice to business units and support functions on regulatory interpretation and compliance issues
Requirements:
- Degree holder or above in Risk, Law, Business, Finance or other related disciplines
- 8 years’ relevant experience in compliance gained from DTC (Deposit Taking Company) or bank
- Good knowledge of banking law and operation as well as securities business and operation and familiar with HKMA regulations, rules and guidelines
- Strong communication, analytical and problem-solving skills
- Stable, self-motivated, responsible and teamwork
- Proficiency in both written and spoken English and Chinese (Mandarin a plus)
**** Interested parties, please send CV to canwie.chan@levin.hk or contact us at 2520 0064 for more infor.
$50,000 - 65,000
8 years
Degree holder or above
Hong Kong
Enquiry: 2520 0064
To apply for this job, please send your CV to canwie.chan@levin.hk