Our client is an investment arm of a sizable Asian base Banking group. She is now inviting calibre candidates to join her team with the requirements as below:

Responsibilities

• Accountable for the daily operations of the Compliance Department and take up the MIC role in HKMA
• Review and approve staff Dealings
• Handle regulatory requests, licensing applications, surveys and inquiries from HKMA and SFC
• Formulate and review policies according to the changes in Head Office and local laws and regulations in HKMA/SFC
• Provide regulatory updates to licensed staffs and arrange training to fulfill their CPT requirements
• Conduct checking and monitoring review on operation functions
• Provide compliance advice to business units and support functions on regulatory interpretation and compliance issues

Requirements:

• Degree holder or above in Risk, Law, Business, Finance or other related disciplines
• 8 years’ relevant experience in compliance gained from DTC (Deposit Taking Company) or bank
• Good knowledge of banking law and operation as well as securities business and operation and familiar with HKMA regulations, rules and guidelines
• Strong communication, analytical and problem-solving skills
• Stable, self-motivated, responsible and teamwork
• Proficiency in both written and spoken English and Chinese (Mandarin a plus)

**** Interested parties, please send CV to canwie.chan@levin.hk or contact us at 2520 0064 for more infor.