A fast growing PRC financial institution is looking for high calibre compliance candidate to station at their Shenzhen Office.

Responsibilities:

• Assist in monitoring and managing the daily compliance works for the Group’s business activities, ensure to comply with the internal policies and external regulations
• Responsible for conducting AML, KYC and other compliance checks such as Independent Check during the course of daily business operation
• Provide compliance guideline to the business units such as asset management, private equity and corporate finance to ensure in compliance with the rules and regulations set by SFC
• Assist in the implementation of the compliance manual, review and update the policies and procedures periodically
• Handle licensing issues and information requests from SFC and business units
• Handle ad hoc projects when required

Requirements:

• Degree holder in Business or related disciplines
• Around 3 – 5 years relevant experience related to the business of SFC Type 1 regulated activities
• Familiar with Securities and Futures Ordinance related to RA1 legislations and other relevant regulatory requirements
• Independent, self-motivate with good communication skills
• Strong command of both written and spoken in English and Chinese, fluency in Putonghua is highly preferred
• Willing to station in Shenzhen

Interested parties please send your FULL RESUME (in MS Word format) with availability, current and expected salary to keith.tong@levin.hk or you can call us at (852) 2520-0284 for more information.

For more job opportunities, please visit our career wonderland at http://www.levin.com.hk