Compliance Officer (PRC Financial Group)

Responsibilities:

  • Develop compliance programs and perform compliance testing
  • Assist in providing AML, KYC and due diligence to support business team
  • Handle client complaints and perform necessary investigation;
  • Handle ad hoc assignments

Requirements:

  • Degree holder in finance, law or related disciplines
  • Minimum 2-year compliance experience with brokerage firm
  • Excellent knowledge of rules and regulations relating to securities brokerage
  • Self-motivated, a team player and results orientated
  • Good command of English, Cantonese and Mandarin

25-30K Nego.

2

Degree

Sheung Wan


Enquiry: 2520 0876

To apply for this job, please send your CV to coco.lam@levin.hk


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