Responsibilities:
- Develop compliance programs and perform compliance testing
- Assist in providing AML, KYC and due diligence to support business team
- Handle client complaints and perform necessary investigation;
- Handle ad hoc assignments
Requirements:
- Degree holder in finance, law or related disciplines
- Minimum 2-year compliance experience with brokerage firm
- Excellent knowledge of rules and regulations relating to securities brokerage
- Self-motivated, a team player and results orientated
- Good command of English, Cantonese and Mandarin
25-30K Nego.
2
Degree
Sheung Wan
Enquiry: 2520 0876
To apply for this job, please send your CV to coco.lam@levin.hk