IMPORTANT NOTICE!!

It is noticed that recently our company was quoted by unauthorized parties through Whatsapp claiming to help others to search for full-time or part-time jobs. Fraud name cards with logo and website were even provided in the messages. The issue has been reported to the Police.

We hereby alert all parties to pay special attention to suspicious messages using our company name. In case of doubt, please feel free to contact us at (852) 2854-2228 for clarification.

General Compliance Manager – MIC (Korean base FI@Central)

General Compliance Manager – MIC (Korean base FI@Central)

Our client is an investment arm of a sizable Korean Banking group. She is now inviting calibre candidates to join her team with the requirements as below:

Responsibilities

  • Act as the Manager of Compliance Department and take up the MIC role in HKMA
  • Review and approve staff Dealings
  • Handle regulatory requests, licensing applications, surveys and inquiries from HKMA and SFC
  • Formulate and review policies according to the changes in Head Office and local laws and regulations in HKMA/SFC
  • Provide regulatory updates to licensed staffs and arrange training to fulfill their CPT requirements
  • Conduct checking and monitoring review on operation functions
  • Provide compliance advice to business units and support functions on regulatory interpretation and compliance issues

Requirements:

  • Degree holder in Law, Accounting, Finance or other related disciplines
  • 5 years’ relevant experience in compliance gained from DTC (Deposit Taking Company) or bank
  • Good knowledge of banking law and operation as well as securities business and operation and familiar with HKMA regulations, rules and guidelines
  • Strong communication, analytical and problem-solving skills
  • Stable, self-motivated, responsible and teamwork
  • Proficiency in both written and spoken English and Chinese (Mandarin a plus)

**** Interested parties, please send CV to canwie.chan@levin.hk or contact us at 2520 0064 for more infor.

HK$45,000 - 60,000

5 years

Degree holder

Central Hong Kong


Enquiry: (852) 2520 0064

To apply for this job, please send your CV to canwie.chan@levin.hk


Comments are closed.