General Compliance Manager (Korean base FI@Central)

General Compliance Manager (Korean base FI@Central)

Our client is an investment arm of a sizable Korean Banking group. She is now inviting calibre candidates to join her team with the requirements as below:


  • Act as the Manager of Compliance Department and take up the MIC role in HKMA
  • Review and approve staff Dealings
  • Handle regulatory requests, licensing applications, surveys and inquiries from HKMA and SFC
  • Formulate and review policies according to the changes in Head Office and local laws and regulations in HKMA/SFC
  • Provide regulatory updates to licensed staffs and arrange training to fulfill their CPT requirements
  • Conduct checking and monitoring review on operation functions
  • Provide compliance advice to business units and support functions on regulatory interpretation and compliance issues


  • Degree holder in Law, Accounting, Finance or other related disciplines
  • 5 years’ relevant experience in compliance gained from DTC (Deposit Taking Company) or bank
  • Good knowledge of banking law and operation as well as securities business and operation and familiar with HKMA regulations, rules and guidelines
  • Strong communication, analytical and problem-solving skills
  • Stable, self-motivated, responsible and teamwork
  • Proficiency in both written and spoken English and Chinese (Mandarin a plus)

**** Interested parties, please send CV to or contact Canwie Chan at or 2520 0064 for more infor.

HK$45,000 - 55,000

5 years

Degree holder

Central Hong Kong

Enquiry: (852) 2520 0064

To apply for this job, please send your CV to

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