Legal Counsel – PRC based Financial Institute

Legal Counsel – PRC based Financial Institute

Our client is a PRC based Financial Insitution, currently applying for SFC licenses 1,4,6 & 9.

This position reports to the CEO in Hong Kong and Management in PRC. Work independent to set up the department in the early stage


  • Handling general corporate and commercial legal matters, such as Fund, Corporate Finance, Equity Investment / Debt Investment, Merger & Acquisition deals, Restructuring, regulatory compliance and related matters
  • Overseeing, drafting and reviewing all legal and corporate documents.
  • Set up, drafting and/or reviewing the Firm’s policies and procedures
  • In-charge of overall internal review/controls of materials and external documents
  • Ensure that marketing material and advertisement compliance with applicable legal & regulatory requirements


  • Degree holder in Legal (LLB) or equivalent
  • Qualified Lawyer, with minimum 8 years’ relevant experience in Financial Institution
  • Familiar with Securities, Corporate Finance & Asset Management, Companies Ordinance and other compliance requirements
  • Solid legal & compliance experience especially in securities, fixed income, ECM/IPO and Asset Management
  • Experience in handling PRC-related corporate/commercial matters, especially deals with Fund Portfolio, Private Equity, Corporate Finance, M&A, Debt / Equity Investment etc.
  • Hands on experience in dealing with regulatory bodies
  • Independent, mature, self-initiative and good interpersonal skills
  • Excellent spoken and written in English and Putonghua


Interested candidates please send your cv to OR contact us at 25200104.



Degree in Law, Qualified Lawyer


Enquiry: 25200104

To apply for this job, please send your CV to

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