Responsibilities

• Develop and implement the operational risk framework for private wealth management business
• Ensure operational risk framework components meet regulatory requirements and expectations
• Establish proper risk assessment policies, procedures and reporting process to identify and monitor risk issues especially on AML, KYC areas
• Coordinate and provide support for internal and external audits, compliance reviews, risk self-assessment and provide day to day operation supervision
• Provide risk and control training within the Private Banking department, and support to Product Managers and Relationship Managers

Requirements

• University graduate in Business, Finance or related fields
• 3- 5 years of relevant working experience in a financial institution in the area of operational risk management and regulatory compliance.
• Strong knowledge on risk control focus on private wealth management business
• Strong business acumen with proven experience in partnering with senior management and business leaders, as well as working with staff at all level
• Able to work independently on various projects and meet tight deadlines

Interested candidates please send your cv to suzanne.choi@levin.hk or contact us at 25200104.