Responsible Officer 2 (Sales)


  • Act as a Responsible Officer with management responsibilities and duties to supervise SFC regulated activities
  • Drive client acquisition and growth, identify new business opportunities with potential clients, such as institutional & corporate clients, professional investors, build client networking and relationships via sales and marketing activities including client seminars and business events
  • Already have a strong connection and networking with corporate clients, which are active in Futures & Options business
  • Assist the group’s senior management to develop futures business development strategies and associated objectives, plans, organizational structure, controls and policies
  • Supervise and manage daily operations, including account opening process, account’s dealing activities, margin account’s risk control and client services
  • Formulate, review and update the operations procedures and establish proper documentation of all regulated activities
  • Work in conjunction with regional Compliance, Legal, Risk, Credit, Product and Technology teams to deliver enhanced products
  • Covered overseas markets such as LME, CME, ICE, SGX


  • Current SFC Type 2 Responsible Officer License holder
  • At least 8 years of solid experience in securities firm and a minimum of 3 years in capacity of supervising regulated activities
  • A good track sales record in Futures & Options to institutional client base
  • Strong interpersonal skill and familiar with Hong Kong and PRC finance markets
  • Excellent command in both spoken and written Putonghua, Chinese and English
  • Excellent communication and presentation skills
  • Proactive, innovative and a good team player

Interested candidates please send your CV to OR contact us at 25200104





Enquiry: 25200104

To apply for this job, please send your CV to

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