Responsible Officer Type 7 (Local FI)

We are assisting a local financial group to seek high calibre professionals to help establish their online trading platform.

Responsibilities:

  • Responsible for SFC Type 7 license application including preparing and setting up process, operations and infrastructure of the firm
  • Act as Responsible Officer with management responsibilities and duties to supervise SFC Type 7 regulated activities of the firm
  • Manage daily operations relating to automated trading service to ensure full regulatory compliance
  • Comply with all applicable laws, rules and regulations and standard of good market practices

Requirements:

  • Minimum 5 years of solid experience in automated trading service.
  • Current holder of SFC Responsible Officer license for Type 7 regulated activities.
  • Sound knowledge of SFO, regulations and guidelines of relevant regulatory authorities and risk management control
  • Solid understanding about middle and back office operations, risk controls and investment process of fund management companies
  • Ability to work under pressure, with strong analytical, leadership, presentation and interpersonal skills
  • Good command of written and spoken English and Chinese (including Mandarin)

 

Interested parties please send your FULL RESUME (in MS Word format) with availability, current and expected salary to keith.tong@levin.hk or you can call us at (852) 2520-0284 for more information.

For more job opportunities, please visit our career wonderland at http://www.levin.com.hk

Causeway Bay


Enquiry: 25200284

To apply for this job, please send your CV to keith.tong@levin.hk


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