Responsible Officer Type 7 (Local FI)

We are assisting a local financial group to seek high calibre professionals to help establish their online trading platform.


  • Responsible for SFC Type 7 license application including preparing and setting up process, operations and infrastructure of the firm
  • Act as Responsible Officer with management responsibilities and duties to supervise SFC Type 7 regulated activities of the firm
  • Manage daily operations relating to automated trading service to ensure full regulatory compliance
  • Comply with all applicable laws, rules and regulations and standard of good market practices


  • Minimum 5 years of solid experience in automated trading service.
  • Current holder of SFC Responsible Officer license for Type 7 regulated activities.
  • Sound knowledge of SFO, regulations and guidelines of relevant regulatory authorities and risk management control
  • Solid understanding about middle and back office operations, risk controls and investment process of fund management companies
  • Ability to work under pressure, with strong analytical, leadership, presentation and interpersonal skills
  • Good command of written and spoken English and Chinese (including Mandarin)


Interested parties please send your FULL RESUME (in MS Word format) with availability, current and expected salary to or you can call us at (852) 2520-0284 for more information.

For more job opportunities, please visit our career wonderland at

Causeway Bay

Enquiry: 25200284

To apply for this job, please send your CV to

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