We are assisting a local financial group to seek high calibre professionals to help establish their online trading platform.
Responsibilities:
- Responsible for SFC Type 7 license application including preparing and setting up process, operations and infrastructure of the firm
- Act as Responsible Officer with management responsibilities and duties to supervise SFC Type 7 regulated activities of the firm
- Manage daily operations relating to automated trading service to ensure full regulatory compliance
- Comply with all applicable laws, rules and regulations and standard of good market practices
Requirements:
- Minimum 5 years of solid experience in automated trading service.
- Current holder of SFC Responsible Officer license for Type 7 regulated activities.
- Sound knowledge of SFO, regulations and guidelines of relevant regulatory authorities and risk management control
- Solid understanding about middle and back office operations, risk controls and investment process of fund management companies
- Ability to work under pressure, with strong analytical, leadership, presentation and interpersonal skills
- Good command of written and spoken English and Chinese (including Mandarin)
Interested parties please send your FULL RESUME (in MS Word format) with availability, current and expected salary to keith.tong@levin.hk or you can call us at (852) 2520-0284 for more information.
For more job opportunities, please visit our career wonderland at http://www.levin.com.hk
Causeway Bay
Enquiry: 25200284
To apply for this job, please send your CV to keith.tong@levin.hk