Roles:

• Leading the overall management, strategic planning, and development of the Private Banking Department.
• Possess solid Private Banking experience with a strong understanding of regulatory and compliance requirements
• Holding either RO or EO licences is preferred
• Relevant regulatory or compliance experience should be given priority.

Responsibilities:

• Assist the General Manager in leading the overall management, strategic planning, and development of the Private Banking Department.
• Drive business growth, profitability, operational efficiency, and service excellence in alignment with the Bank’s objectives.
• Oversee Private Banking, Investment, Securities, Insurance, and Wealth Management businesses, ensuring compliance with regulatory requirements, internal policies, and HKMA governance standards.
• Provide management oversight of private banking risk management, including suitability controls, AML/CFT, regulatory compliance, and operational risk matters.
• Serve as a key liaison with regulators, auditors, and internal control functions on matters relating to private banking activities.
• Develop and maintain relationships with key clients and business partners to support business growth and strategic initiatives.
• Perform other duties and projects as assigned by Senior Management.

Requirements:

• Bachelor’s degree or above in Finance, Business Administration, Economics, or a related discipline.
• Minimum 15 years’ banking experience, including substantial exposure to Private Banking and Wealth Management, with at least 8 years in a senior management capacity.
• Holder of an Insurance Responsible Officer (RO) license is required and Securities Executive Officer (EO) license is preferred.
• Certified Private Wealth Professional (CPWP) certification is preferred
• Strong knowledge of Private Banking, Investment Advisory & Securities, Insurance, and wealth management products and services.
• Solid experience in risk Management, regulatory compliance, governance oversight, and suitability controls within a private banking environment.
• Sound understanding of Hong Kong banking regulations, SFC requirements, insurance regulations, and AML/CFT standards.
• Proven leadership, stakeholder management, business development, and people management capabilities.
• Proficiency in Mandarin., Cantonese, and English.

Interested candidates please send your cv to suzanne.choi@levin.hk or contact us at 25200104.

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