{"id":14593,"date":"2026-06-09T11:01:06","date_gmt":"2026-06-09T03:01:06","guid":{"rendered":"https:\/\/www.levin.com.hk\/job\/responsible-officer-1-ro-1-sole-dcm-capital-market-business-focus-prc-fi\/"},"modified":"2026-07-23T11:37:39","modified_gmt":"2026-07-23T03:37:39","slug":"responsible-officer-1-ro-1-sole-dcm-capital-market-business-focus-prc-fi","status":"publish","type":"job_listing","link":"https:\/\/www.levin.com.hk\/zh-hant\/job\/responsible-officer-1-ro-1-sole-dcm-capital-market-business-focus-prc-fi\/","title":{"rendered":"*****Responsible Officer 1 (RO 1 Sole) DCM &#038; Capital Market (Business Focus) &#8211; PRC FI"},"content":{"rendered":"<p><strong>A<\/strong><strong> senior leadership role <\/strong><strong>to drive business, and <\/strong><strong>responsible for originating, structuring, and executing debt or equity transactions. <\/strong><\/p>\n<p><strong>Responsibilities<\/strong><strong>:<\/strong><\/p>\n<ul>\n<li><strong>\u00a0<\/strong><strong>Transaction Execution &amp; Structuring:<\/strong> Lead the end-to-end execution of capital market deals, from financial modeling and pitch book creation to pricing and distribution.<\/li>\n<li><strong>Client Origination &amp; Pitching:<\/strong> Develop and maintain relationships with corporate clients, financial institutions, and sovereigns to originate capital-raising mandates.<\/li>\n<li><strong>Regulatory &amp; RO1 Duties:<\/strong> Act as a licensed Type 1 Responsible Officer (in Hong Kong), overseeing licensed activities and ensuring strict compliance with local financial regulations.<\/li>\n<li><strong>Syndicate Management:<\/strong> Coordinate with underwriting syndicates, legal counsel, and sales teams to ensure the smooth distribution of securities to institutional investors<\/li>\n<li><strong>Team Leadership:<\/strong> Manage, mentor, and build a high-performing team of Associates and Analysts.<\/li>\n<\/ul>\n<p><strong>Key Qualifications:<\/strong><\/p>\n<ul>\n<li>SFC Type 1 Responsible Officer (Sole RO1) license<\/li>\n<li>Min 10 years of progressive experience in investment banking, capital markets (DCM\/ECM), or corporate finance.<\/li>\n<li>Strong existing relationships with institutional investors, private equity firms, and corporate treasuries.<\/li>\n<li>Deep understanding of fixed-income products, yield curves, credit ratings, and macro-economic factors.<\/li>\n<li>Exceptional negotiation, communication, and client-facing abilities<\/li>\n<\/ul>\n<p>&nbsp;<\/p>\n<p>Interested candidates please send your cv to <a href=\"mailto:suzanne.choi@levin.hk\"><strong>suzanne.choi@levin.hk<\/strong><\/a> or contact us at 25200104.<\/p>\n<p>For more job openings, please visit our Job Wonderland<strong> www.levin.com.hk<\/strong><\/p>\n","protected":false},"author":9,"featured_media":0,"template":"","meta":{"_job_location":"","_application":"suzanne.choi@levin.hk","_company_name":"","_company_website":"","_company_tagline":"","_company_twitter":"","_company_video":"","_filled":0,"_featured":0},"job-categories":[54,131],"job-types":[],"_links":{"self":[{"href":"https:\/\/www.levin.com.hk\/zh-hant\/wp-json\/wp\/v2\/job-listings\/14593"}],"collection":[{"href":"https:\/\/www.levin.com.hk\/zh-hant\/wp-json\/wp\/v2\/job-listings"}],"about":[{"href":"https:\/\/www.levin.com.hk\/zh-hant\/wp-json\/wp\/v2\/types\/job_listing"}],"author":[{"embeddable":true,"href":"https:\/\/www.levin.com.hk\/zh-hant\/wp-json\/wp\/v2\/users\/9"}],"wp:attachment":[{"href":"https:\/\/www.levin.com.hk\/zh-hant\/wp-json\/wp\/v2\/media?parent=14593"}],"wp:term":[{"taxonomy":"job_listing_category","embeddable":true,"href":"https:\/\/www.levin.com.hk\/zh-hant\/wp-json\/wp\/v2\/job-categories?post=14593"},{"taxonomy":"job_listing_type","embeddable":true,"href":"https:\/\/www.levin.com.hk\/zh-hant\/wp-json\/wp\/v2\/job-types?post=14593"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}