{"id":14876,"date":"2026-08-06T15:44:18","date_gmt":"2026-08-06T07:44:18","guid":{"rendered":"https:\/\/www.levin.com.hk\/job\/responsible-officer-9-mic-prc-fi\/"},"modified":"2026-08-13T09:48:10","modified_gmt":"2026-08-13T01:48:10","slug":"responsible-officer-9-mic-prc-fi","status":"publish","type":"job_listing","link":"https:\/\/www.levin.com.hk\/zh-hant\/job\/responsible-officer-9-mic-prc-fi\/","title":{"rendered":"Responsible Officer 9 &#8211; MIC (PRC FI)"},"content":{"rendered":"<p>Our client is seeking\u00a0 <strong>Responsible Officer (Type 1, 4 &amp; 9) with ETF issuance and investment <\/strong>experience\u00a0to join the Asset Management platform. The successful candidate will play a key role in investment management, product development, regulatory oversight, and business growth across both public and private market strategies.<\/p>\n<p><strong>\u00a0<\/strong><strong>Responsibilities:<\/strong><\/p>\n<ul>\n<li>Act as a Responsible Officer (Type 9) and support the overall management of the asset management business, especially focus on ETF.<\/li>\n<li>Participate in investment activities across public and private markets, including investment evaluation, portfolio monitoring, and risk management.<\/li>\n<li>Participate in market promotion, customer service, and product development initiatives.<\/li>\n<li>Support fund setup, product structuring, and product management initiatives.<\/li>\n<li>Oversee regulatory compliance and ensure adherence to SFC requirements and internal policies.<\/li>\n<li>Experience in fund setup, fundraising, investor relations, and business development activities.<\/li>\n<li>Work closely with internal and external stakeholders on fund operations, governance, and reporting.<\/li>\n<li>Coordinate effectively with internal teams and business partners to achieve the overall objectives of business and investment decisions.<\/li>\n<li>Keep abreast of regulatory developments and advise the company on compliance matters.<\/li>\n<li>Engage in the formulation of new products and business initiatives to guarantee compliance with all regulatory standards and alignment with corporate objectives\/targets.<\/li>\n<\/ul>\n<p><strong>Requirements:<\/strong><\/p>\n<ul>\n<li>Degree in Finance, Economics, Accountancy or Investment, or related disciplines.<\/li>\n<li>8+ years of relevant experience in asset management, investment management, private credit, private equity, hedge funds, or related financial institutions.<\/li>\n<li>Solid experience in both investment management and product management<\/li>\n<li>Solid experience to public and\/or private market investments, and with fund structuring, regulatory requirements, and asset management operations.<\/li>\n<li>Existing relationships with institutional investors, family offices, or distribution channels would be an advantage.<\/li>\n<li>Strong communication, leadership, and stakeholder management skills.<\/li>\n<li>Good command of spoken and written English and Chinese including Putonghua.<\/li>\n<\/ul>\n<p>Interested candidates please send your cv to <a href=\"mailto:suzanne.choi@levin.hk\"><strong>suzanne.choi@levin.hk<\/strong><\/a> or contact us at <strong>25200104<\/strong>.<\/p>\n<p>For more job openings, please visit our Job Wonderland<strong> www.levin.com.hk<\/strong><\/p>\n","protected":false},"author":9,"featured_media":0,"template":"","meta":{"_job_location":"TST","_application":"suzanne.choi@levin.hk","_company_name":"","_company_website":"","_company_tagline":"","_company_twitter":"","_company_video":"","_filled":0,"_featured":0},"job-categories":[127,53],"job-types":[],"_links":{"self":[{"href":"https:\/\/www.levin.com.hk\/zh-hant\/wp-json\/wp\/v2\/job-listings\/14876"}],"collection":[{"href":"https:\/\/www.levin.com.hk\/zh-hant\/wp-json\/wp\/v2\/job-listings"}],"about":[{"href":"https:\/\/www.levin.com.hk\/zh-hant\/wp-json\/wp\/v2\/types\/job_listing"}],"author":[{"embeddable":true,"href":"https:\/\/www.levin.com.hk\/zh-hant\/wp-json\/wp\/v2\/users\/9"}],"wp:attachment":[{"href":"https:\/\/www.levin.com.hk\/zh-hant\/wp-json\/wp\/v2\/media?parent=14876"}],"wp:term":[{"taxonomy":"job_listing_category","embeddable":true,"href":"https:\/\/www.levin.com.hk\/zh-hant\/wp-json\/wp\/v2\/job-categories?post=14876"},{"taxonomy":"job_listing_type","embeddable":true,"href":"https:\/\/www.levin.com.hk\/zh-hant\/wp-json\/wp\/v2\/job-types?post=14876"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}