IMPORTANT NOTICE!!

It is noticed that recently our company was quoted by unauthorized parties through Whatsapp claiming to help others to search for full-time or part-time jobs. Fraud name cards with logo and website were even provided in the messages. The issue has been reported to the Police.

We hereby alert all parties to pay special attention to suspicious messages using our company name. In case of doubt, please feel free to contact us at (852) 2854-2228 for clarification.

Responsible Officer 1, 4 & 9 (RO 1, 4 & 9) – 负责人员（第1, 4及9类）兼职

Responsible Officer 1, 4 & 9 (RO 1, 4 & 9) – 负责人员（第1, 4及9类）兼职

我们的客户是一家新成立的公司，正计划开展资产管理业务；目前，该公司正在招募两名负责人员（RO），以推进其证监会（SFC）牌照的申请工作。

  • 须持有效香港证监会第4类及第9类负责人员牌照（持有无附加条件牌照者优先）
  • 负责向证监会（SFC）提交牌照申请
  • 担任证监会（SFC）的主要联络人
  • 负责处理相关查询并确保符合《证券及期货条例》（SFO）的规定
  • 定期检讨并核准合规手册、内部控制政策及业务操作流程
  • 能够依约定以兼职或按需方式提供服务，解答监管相关问题或对业务架构的实施进行审批

有意者请将履历寄至 suzanne.choi@levin.hk 或致电 25200104 与我们联络。

请造访我们的招聘网站 www.levin.com.hk 查看更多职缺

Monthly Salary: 30-40K

Qualification: SFC RO 1, 4 & 9


Enquiry: 25200104

To apply for this job, please send your CV to suzanne.choi@levin.hk


Written by

View all posts by:

Comments are closed.